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Sofía Tercero

Sofía Tercero

Compliance Officer

UBS Investment Bank

Greater New York City Area, us

Experienced Compliance Officer with a demonstrated history of working in the financial services industry. Skilled in Securities, Legal Writing, Fraud Investigations, Bank Secrecy Act, and asset management Operational Due Diligence. Strong finance professional with a corporate and securities law degree (J.D.).

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UBS Investment Bank

Compliance Officer