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Pat Huang

Pat Huang

Senior Analyst

Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates

Greater New York City Area

I am a graduate of New York University with a Bachelor of Arts degree in Economics and minors in Law & Society and Business Studies. I currently work for the Anti-Money Laundering ("AML") team at Skadden, Arps, Slate, Meagher & Flom LLP. In my former roles, I have worked with other colleagues on a variety of matters and hop...

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Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates

Senior Analyst

Produce financial reporting to senior partnership which includes information relating to adverse press and data from Financial Industry Regulatory Authority ("FINRA") broker-dealer profiles and Securities and Exchange Commission ("SEC") Forms 10-K/10-Q and Form ADV

Conduct financial due diligence and escalate issues relating to Anti-Money Laundering ("AML") risk, financial viability to pay, reputational risk, bankruptcy, and criminal records to management and partners

Analyze client documentation based on public and non-public information to assign risk profiles to present to management and partners for assessment (reviewed over 600 institutional and individual clients to date over two-year tenure)

Conduct quarterly internal audits on records retained to meet the firm's Know Your Client ("KYC") and AML compliance regulatory requirements, including analysis on non-compliant client files

Provide guidance to partners and support staff and advise on the firm's KYC/AML requirements and procedures

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