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Karen Riva

Karen Riva

Compliance Consultant

Rethink and Diversify

Calgary, Canada Area

A seasoned financial services professional, I offer valuable experience as Chief Compliance Officer, Director of Operations, Director of Sales, Recruiter and Wholesaler for firms registered as Mutual Fund Dealer, Exempt Market Dealer and Investment Fund Manager. With more than 14-years of success in increasingly senior roles ...

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Rethink and Diversify

Compliance Consultant