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Fernando Rivera

Fernando Rivera

Global Wealth Investment Management Team Operations Manager

Bank of America Merrill Lynch

Greater New York City Area, us

Skilled financial services professional with proven success managing operations and trade volume to drive revenue. Superior relationship manager, cultivate loyal clientele and strategic partnerships to deliver complex investment solutions. Partner with diverse groups to build infrastructure, streamline operations, generate ...

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Bank of America Merrill Lynch

Global Wealth Investment Management Team Operations Manager

Responsible for the management of departmental audit request by all Federal,Sate,PwC and internal Complinace entities. Manage and supervise the review of all departmental procedures leading up to a thorough collective review annually. Act as departmental Risk Lead responsible for updating all Bank of America Governance request and reporting. Review regulatory reports detailing client transactions with Margin, Reg-SHO and other trading violations for Bank of America Branch offices. Communicate directly with depatmental Director and departmental Director of Risk Management.