Bank of America Merrill Lynch
Global Wealth Investment Management Team Operations Manager
February 2012 — Present
Responsible for the management of departmental audit request by all Federal,Sate,PwC and internal Complinace entities. Manage and supervise the review of all departmental procedures leading up to a thorough collective review annually. Act as departmental Risk Lead responsible for updating all Bank of America Governance request and reporting. Review regulatory reports detailing client transactions with Margin, Reg-SHO and other trading violations for Bank of America Branch offices. Communicate directly with depatmental Director and departmental Director of Risk Management.