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Alicia Wilkerson

Alicia Wilkerson

Examination Manager

FINRA

Greater New York City Area, us

Examination Manager at FINRA

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FINRA

Examination Manager

*Actively manage examination staff in the execution of the District Office’s risk-based examination program of member firms’ AML program, financial, sales, trading, underwriting, supervisory and organizational practices and systems to determine compliance with federal and FINRA rules and regulations.